Fiduciary Training and Audit, Fee Benchmarking, RFP
In situations where the plan sponsor is not seeking to engage an independent fiduciary, we also provide a menu of fiduciary consultation and training services. In this capacity we are not acting as a fiduciary, but provide consulting services tailored to meet the needs of the executives currently performing these functions. These services include:
- Operational Audit
- DALBAR “Plan Report Card” Fee Disclosure Certification
- Plan Document Tax Qualification Review
- ERISA 404(c) Plan Compliance Review
- Fiduciary Audit
- Fiduciary Training
- Plan Design Review
- Service Provider Independence Review
- Search, RFP campaign and replacement of current service providers