Fiduciary Training and Audit, Fee Benchmarking, RFP

In situations where the plan sponsor is not seeking to engage an independent fiduciary, we also provide a menu of fiduciary consultation and training services.  In this capacity we are not acting as a fiduciary, but provide consulting services tailored to meet the needs of the executives currently performing these functions.  These services include:

  1. Operational Audit
  2. DALBAR “Plan Report Card” Fee Disclosure Certification
  3. Plan Document Tax Qualification Review
  4. ERISA 404(c) Plan Compliance Review
  5. Fiduciary Audit
  6. Fiduciary Training
  7. Plan Design Review
  8. Service Provider Independence Review
  9. Search, RFP campaign and replacement of current service providers